You might find
this article from
the Journal of Manipulative and Psychological Therapies helpful in making a
decision whether M.U.A. is something you should consider.
For more than 58 years, manipulation of patients under anesthesia (M.U.A.) has been performed
by orthopedic surgeons, osteopathic physicians and in the past ten years, by
some chiropractic physicians.
More than 39 articles and publications have been
written on this very subject in the peer-reviewed literature and clinically
documented patient-outcome reviews.
Some of the attraction of performing
M.U.A. is
that since it was first used in the osteopathic profession. Results have been remarkable for properly selected cases
and these results have been duplicated over the years and have continuously
improved.
I believe there
are several concerns that need to be addressed to justify the use of M.U.A.:
- Has M.U.A. been
practiced enough and with enough reliability to be evaluated as a form of
therapy that achieves similar results when used with recommended types of
conditions that have been shown historically to respond favorably to M.U.A.?
- Is M.U.A. an
experimental procedure? Does the definition for "an experimental procedure"
apply to this procedure?
- How safe and
effective is M.U.A., and has M.U.A. historically been shown to be safe and
effective?
- What is the
current relationship between acute and chronic neuromusculoskeletal spinal
pain and results obtained with M.U.A.?
- Is a
controlled or double-blind study possible with the M.U.A. technique as it is
being done throughout the United States? If not, are the outcomes being
achieved today any less significant?
Has M.U.A. been
practiced enough and with enough reliability to be evaluated as a form of
therapy that achieves similar results when used with recommended types of
conditions that have been shown over the years to respond favorably to M.U.A.?
Because M.U.A. has
its own Current Procedural Terminology (CPT) code in the American Medical
Association (AMA) CPT code book of reimbursable procedures, it must have been proven over the years to have both reliability and clinical
validity. The CPT codebook, written by a medical committee that researches
procedures for reimbursement by third party payors, does not recommend unproven
procedures. The CPT code book for 2000 specifically states, "Inclusion of a
descriptor and its associated specific 5-digit identifying code number in CPT is
generally based upon the procedure being consistent with contemporary medical
practice and being performed by many physicians in clinical practice in multiple
locations."
In addition to the
Advisory Committee opinions, current medical periodicals and textbooks are used
to provide up-to-date information about the procedure or service. Further data
are also obtained about the efficacy and clinical utility of procedures from
other sources, such as the AMA's Diagnostic and Therapeutic Technology
Assessment program and various other technology assessment panels.
The CPT code book
is used by third party payors as a reliable source for recognition of reputable
procedures recognized by the AMA. Because spinal M.U.A. has its own CPT code
(22505), it is recognized by the AMA as a valid procedure. The CPT code book
recognizes CPT code 22505 as "spinal manipulation under anesthesia of any area."
12 M.U.A. has met the requirements for inclusion in the CPT
code of reimbursable procedures because it is practiced by clinicians of varying
specialty throughout the country who achieve same or similar results by using
the same or similar techniques.
Patient-informed
consent, as referenced in the AHCPR Guidelines, 13
requires that a physician or doctor inform his or her patient about the
procedure that is being recommended and give information about all alternative
treatments available. This would include M.U.A. because the literature supports
this procedure as safe and effective for certain selected neuromusculoskeletal
conditions when performed by certified M.U.A. practitioners, and it supports the
use of M.U.A. as an alternative to prolonged conservative manual therapy or
surgical intervention when contraindications are not present.
7, 9, 10
Because the
debate over M.U.A. revolves around the combination of two distinct procedures, it
seems relevant to determine whether either of the two procedures is in itself
experimental and whether combining these two procedures in any way relegates the
combination to the status of experimental.
In a proof
entitled Qualification and Use of Chiropractor in Use of Expert Witness,
15 Sullivan and McCann give the following information on
the history of manipulative therapy:
Scientists have
been able to establish that manipulative therapy predates medical therapy. As
far back as the aurignacian (17,500 BC), extensive prehistoric cave paintings
depict spinal manipulations being delivered There is evidence that the Chinese
used spinal manipulative therapy (2700 BC), as did the Greeks (1500 BC). In
fact, there does not seem to be a single origin of manipulative therapy; it was
practiced by the Japanese, ancient Egyptians, Syrians, Babylonians, Hindus, and
Tibetans. Even American Indian hieroglyphics reveal familiarity with the therapy
by such diverse groups as the Sioux, Aztecs, Winnebago, and Mayan Indians.
The other
component of the M.U.A. technique is anesthesia. The use of anesthesia or medicinal
pain relief was documented as early as the time of Hippocrates. Anesthesia has
been around for so long that there is little question about its experimental
nature. Because of the advancement of new medications and the use of conscious
sedation, the anesthesia element of M.U.A. makes the procedure one of the most
easily adaptable neuromusculoskeletal treatment modalities that manual
practitioners have at their disposal for chronic and certain acute
neuromusculoskeletal problems.
Combining the use
of manipulative therapy and anesthesia is not new. As described previously, the
CPT code book of reimbursable procedures recognizes the use of manipulation and
anesthesia. In fact, the CPT code book lists ten reference codes for the use of
manipulation and anesthesia in such areas as the wrist, elbow, knee, shoulder,
ankle, and spine.
M.U.A. is far from
being the only medical or chiropractic procedure that involves risks. That it is
controversial does not make it experimental; there is nothing new or unique
about anesthesia relaxing the muscles, joints, and joint capsules. Because
conscious sedation is the anesthesia of choice when performing M.U.A. and because
M.U.A. involves qualifying selected patients for the procedure according to the
Council on Chiropractic Education-accredited institutional courses and national
standards and protocols, there is a precedent set for
how the combination of the two procedures are performed. Both anesthesiologists
and manual practitioners know about these procedural precedents and therefore
use sound clinical justification for methods when performing M.U.A.. If a procedure
is experimental, it has not been sufficiently tested, it has not been performed
by clinicians throughout the United States or abroad with same or similar
results, and it has no valid standards of care. Such is not the case with M.U.A. of
the spine and extremities. Documentation suggests that there has been clinical
investigation, and multiple cases throughout the United States and abroad have
documented that this procedure has been performed thousands of times with the
same or similar results.
The idea that
uniqueness, uncommonness, novelty, controversy, and expense make something
experimental is a false notion. When we actually look the terms up in a
dictionary, we find that none of these factors have anything at all to do with
whether M.U.A. is experimental or not.
Black's Law
Dictionary defines experiment as "a trial or special
test or observation made to confirm or disprove something doubtful. The process
of testing." Tabor's Cyclopedic Medical Dictionary 18
defines experiment as "the scientific procedure used to test the validity of a
hypothesis, to gain further evidence or knowledge, or to test the usefulness of
a drug or type of therapy that has not been tried previously." The term
experimental is a word that can be expanded to fill and define as many
situations as one may wish; on the other hand, it may also be restricted to the
extent that one may desire.
We could easily
get carried away and characterize virtually anything medical or chiropractic as
experimental because there will always be something better tomorrow, and there
will also be controversies about what the best procedure is today. For any
procedure it is true that the more that is known, the better the procedure. Does
continuous evolutionary investigation and improvement in technique mean that a
procedure is still investigational or experimental, or does it mean that a
procedure is getting better with time and more understanding?
"Courts often
remark that the burdens of production and persuasion on an issue rest with the
party that pleads the affirmative on the issue." 14 When
the term experimental is used by one party to deny a claim by another party, it
is incumbent on the first party to justify the use of the term experimental by
proving that the denial of a procedure is actually because it is experimental
(true meaning) rather than because it is controversial. In other words, you
cannot deny a viable procedure that has been shown to be reliable just because
you do not like it, or because a company has a policy against reimbursing
certain doctors for that procedure.
The reference to
M.U.A. being experimental is primarily directed toward the chiropractic physician
performing this procedure, in spite of the fact that M.U.A. is not a chiropractic
procedure but a multidisciplinary technique. Because most of this argument is
based on a reference to M.U.A. within the Mercy Guidelines, we need to discuss
this document and the authors' interpretation of it.
The Mercy
Guidelines were written in 1993 to give direction to the various procedures used
in the chiropractic pro fession and also to give evolutionary guidance to
treatment plans for various conditions. The problem with these guidelines is
that they left little room for the evolutionary changes in treatments that were
discovered over the years. As with any procedure, treatment modalities improve
as more research is done and more clinical outcomes are documented. This is
historically a reasonable assumption with any clinical therapeutic modality.
For example, the
Mercy Guidelines list M.U.A. as an "equivocal" procedure. According to the
guidelines, an "equivocal" listing means "more investigation needed." The word "equivocal" can be referenced in several
ways, which is why these guidelines can be so dangerous. If the authors of the
Mercy Guidelines wanted to see more research completed to make M.U.A. more
understood and improved as a modality for the chiropractic profession rather
than being considered more controversial, then their concerns and comments
should have been made more concise and pertinent as part of the listing.
As it is, there
have been different interpretations by those who seek to deny reimbursement for
M.U.A. by claiming it is "experimental" based on the Mercy Guidelines listing.
Although the authors of the Mercy Guidelines may have had good intentions, this
interpretation of the word "equivocal" has been used against the practitioners
who choose to use this modality.
If M.U.A. is broken
down into its component parts, particularly those components that a chiropractic
physician is responsible for, the procedure is a combination of passive stretch
(70%) and articular manipulation (30%). Because both of these procedures are
listed as "established" in the Mercy Guidelines, one can only assume that the
guidelines are addressing anesthesia as an equivocal part of M.U.A.. Anesthesia is
not a chiropractic procedure and never has been; a chiropractic guideline should
not have any part in evaluating or interpreting anesthesia. The M.U.A. technique is
an intensive manipulative therapeutic modality that takes additional
postgraduate training to perform. The technique is only enhanced by adding
conscious sedation to the equation. The procedure is a multidisciplinary
approach to manipulative therapy that has parts administered by different team
members. The anesthesia for conscious sedation is administered by an
anesthesiologist. The manipulation portion of the procedure, which involves
stretching, mobilization, and manipulation, is performed by an M.U.A.-certified
doctor, whether that be a chiropractor, osteopathic, or allopath. The patient's
safety, movement, and monitoring for M.U.A. is performed by the operating and
recovery room nursing staff. Because this is the generally accepted team
approach to M.U.A. a chiropractic
guideline should only address the chiropractic portion of the procedure.
Additional reference to the anesthesia portion of the procedure should be listed
as "with the addition of anesthesia provided by American Society of
Anesthesiology standards of care for conscious sedation." Neither established or
equivocal procedures make reference to the word "experimental;" therefore, these
guidelines are misrepresented if used as a reference for the denial of M.U.A..
How safe and
effective is M.U.A., and has M.U.A. historically been shown to be safe and effective?
Manipulation
under anesthesia has been used as an alternative to prolonged conservative
manual therapy and surgical intervention since the late 1930s and has been
completed on well over 20,000 patients since that time (number of procedures is
based on literature review and clinician interview throughout the United States
and the United Kingdom). Because the procedure has been used with regularity on
the same types of conditions with similar results over that same period, it
falls within the parameters of being both a safe and effective procedure.
Clybourne
5 states, "I have had the opportunity to use
manipulation under anesthesia on a sufficiently large number of cases to realize
its scope and limitations." Siehl and Bradford 1 wrote a review of 100
M.U.A.
procedures on 87 cases and indicated that "the method was first used on those
cases which were not responding or were responding very slowly to usual
manipulative management." Interestingly enough, Siehl and Bradford also refer to
a study on 1038 by Piersol's International Medical Clinic, in which 200 M.U.A.s
were performed with a 94% to 97% recovery from nonspecific low back pain.
1 This shows that the 1948 article by Clybourne,
although more clinically documented, was not the first article written about
this procedure.
In 1963 Donald
Siehl wrote, "A conservative regime which includes manipulative treatment of the
lower lumbar intervertebral disc syndrome under anesthesia eventuates in a
significantly high percentage of satisfactory results to warrant its use as an
essential part of conservative therapy." 3 Dr Siehl
presented an 11-year study of 723 cases treated with M.U.A. at the annual meeting
of the American Osteopathic Academy of Orthopedics, Bal Harbour , Florida,
October 31, 1962.
Lindemann and
Rossak 23 concluded that "...it is not permissible to
regard the reposition under anesthesia without further ado as technical
blunders. It deserves its place in the scale of the orthopedic therapeutic
measures for the treatment of the protrusion and the dorsa-lateral prolapse in
the lumbar region."
In an early
presentation at the 39th Annual Session of The American Congress of Physical
Medicine and Rehabilitation in 1962, Barber 24 expressed
the essence of the controversy surrounding the use of M.U.A.s when he wrote:
"Manipulation is
a word used to mean passive movement, forced movement, mobilization, or
stretching. Manipulation carried out while the patient is anesthetized, as
done by orthopedic surgeons is reputable, but manipulation done on a
conscious patient is disreputable in the eyes of the medical profession,
because this is the method used by osteopaths and chiropractors."
Because this
concept of the right professional providing the right procedure is still used
today by many insurance carriers, M.U.A. has not been given the proper chance to
prove its efficacy with the frequency that it should have, given the data from
clinical outcomes that are being seen throughout the country.
19 Documentation of the safe and effective use of M.U.A. was evident early
when Soden 25 described the reason for the use of
anesthesia during manipulative therapy by stating, "The answer to the question
of 'why anesthesia' lies not only in the successful clinical results, but also
in the physiology of anesthesia." This theory has been the foundation of the
M.U.A.
technique for many years; however, with the advancement and use of new
medicines, anesthesiologists are now able to place the patients in conscious
sedation. When performed properly, this allows the joint to be mobilized without
putting the patient under general anesthesia, which also allows for end range
appreciation in joints, joint capsules, and aponeuroses. In fact, I am aware of
only a very few facilities in the Country that are still using general
anesthesia for this procedure. The use of conscious sedation has become the gold
standard for M.U.A. now, which makes for a much safer physiological environment for
the procedure to be completed.
Krumhansl and
Nowacek 26 make the following comment regarding the
efficacy of using M.U.A.:
"The importance
of fascial lengthening, tendon stretching and ligamentous mobilization are
as important as the realignment of joints. Patients with long-standing,
intense pain resulting from motor vehicle accidents, industrial accidents
and severe falls gradually compensate. Eventually even the 'normal' joints
of the spine and proximal extremities become involved. Most frequently there
develops a zigzag pattern of muscle tightness and locked facets, either in
individual segments or in groups. Manipulation under anesthesia is a final
step in a long sequence of medical and physical treatments for patients who
have endured prolonged and intractable pain and who have not responded to
the more conventional methods of treatment. It is neither new nor
revolutionary. Orthopedic surgeons in the United Kingdom have practiced it
for many years. Osteopaths in the United States have relied on its efficacy.
A few American orthopedists have incorporated this approach into their
treatment regimes."
For this last
statement they refer to Stoddard, 27 Fisher
28 and Mennell. 29
Rumney stated
that manipulative therapy to the musculoskeletal system under anesthesia has a
definite place as an elective modality. 30 "Manipulation
of the joints of the spine and the appendages under anesthesia has been carried
out by orthopedic surgeons for many years, in both the osteopathic and
allopathic professions."
Beckett and
Francis 20 reported on a controlled study on M.U.A.
completed by Chrisman et al 31 that included 39
patients, all of whom had low back pain, sciatica, and positive findings on at
least one sciatic nerve stretch test, with at least one reflex, motor, or
sensory deficit finding. By using guidelines from an earlier study by Mensor,
32 27 of the 39 patients had positive myelograms for
disk herniation. The average duration of the symptoms was 6 years, with a range
of 10 days to 25 years. For their last attack of back pain, these patients had
received conservative management including heat, analgesics, muscle relaxants,
bracing, flexion exercises, and rest. These patients then received M.U.A.. A
similar group of 22 patients received the same conservative care but no M.U.A..
Chrisman et al 31 reported that the effects of the M.U.A.
were frequently dramatic and more than one half of the patients reported their
sciatic symptoms lessened within 24 hours." According to Mensor's criteria,
32 Chrisman et al 31 reported
that 21 of the M.U.A. patients had excellent or good outcomes at 5 to 10 months
follow-up, 4 patients had fair outcomes, and 14 patients had unsatisfactory
results. Overall, they reported that 51% of the patients with an unequivocal
picture of ruptured intervertebral disk unrelieved by conservative care had good
or excellent results after M.U.A.. 32 The 22 patients who
did not have M.U.A. did poorly (no mention of specific results or testing methods),
and 16 eventually required surgery. The findings of Chrisman et el were
consistent with the findings of Mensor in the earlier study.
31, 32 Their findings are also consistent with clinical reasoning that if
a procedure has a record of positive patient outcomes and includes similar
techniques and procedures from earlier studies, it is hard to argue against its
effectiveness, safety, and reliability.
In the article, "Issues
Concerning Chiropractic Standards of Practice," Gilkey 34
stated the following:
"Manipulation
under anesthesia as a procedure appears to be well within the province of
chiropractic. Traditionally, chiropractic's goal has been to restore and
maintain the welfare of the human body. In my opinion, M.U.A. fits within that
goal since the responsible chiropractor is concerned with appropriateness,
necessity, utility, identifiable goals and objectives, utilization
standards, protocols, indications, contraindications, patient needs, patient
selection, patient safety, defensive practices, collaboration and a
(currently limited) scientific basis." 33
In a 1992 article
in the Journal of the American Osteopathic Association, Greenrnan
7 wrote that M.U.A. "is an old widely recognized procedure
in musculoskeletal medicine" that has been used for many years to treat
musculoskeletal conditions that have been unresponsive to other conservative
therapies. In researching the validity of the chiropractor as a prominent
provider for this procedure, we learned that Shekelle et al, 35
in a report from a RAND study, found that 94% of the manipulative therapy
performed in the United States is by chiropractors. "As part of the chiropractic
education there are over 600 hours of basic instruction for manipulative therapy
with an additional 8 months of internship with additional training in proctoring
requirments to perform manipulation under anesthesia." 9, 36
This statement is true, relative to all chiropractic colleges and most states
with regard to application by professionals who perform manipulative therapy. To
perform M.U.A., additional postgraduate training is required. This would indicate
that the chiropractic physician has specialized skills that may represent higher
training skills than other manual practitioners with regard to M.U.A..
In my articles
for the Florida Chiropractic Association Journal in 1993 and 1995, I
indicated that with the introduction of M.U.A., certified manual practitioners have
another avenue to try if the patient falls into the properly selected categories
for M.U.A.. 10, 37 "The basic concept behind mobilization,
manipulation, and adjusting procedures while the patient is under a
sedative/hypnotic is to increase articular, ligamentus, tendonous, and muscular
flexibility that has not been achieved in the office therapeutic routine.
Standard manipulative techniques are used, but the physiologic state of the
patient is changed, and the procedure is done in a different environment when
used on properly selected patients, it is more cost effective and more
productive to the patient's return to normal lifestyle than prolonged
conservative care or possible surgical intervention." 10
West et al,
19 commenting on the use of M.U.A. wrote:
"The addition of
anesthetic allows for the benefits of manipulation to be shared with those
patients who cannot tolerate manual techniques because of pain response,
spasm, muscle contractures, and guarding There has been much discussion
regarding the use of general anesthetic in the performance of M.U.A.. Issues
discussed include the depth of consciousness associated with general
anesthesia, the inability of the patient to give pain feedback or resist
over zealous manipulation, and the intrinsic guarding mechanism of
voluntary/involuntary muscle fibers, which protect the elastic barrier in
the conscious patient."
To address these
concerns, Dr West makes the following points:
"First, only
highly skilled graduate practitioners who have trained in structural
diagnosis and manipulative treatments should perform these procedures. And
secondly, the advent of newer, short-acting, highly titratable, and
completely reversible intravenous anesthetics allow for controlled
anesthesia depths, preservation of patient pain response, as well as
significantly reduce morbidity and mortality rates."
Several
references in the previously mentioned literature have related to the use of
general anesthetics with M.U.A.. The newer concept of conscious sedation, which has
been briefly alluded to by Dr West, is important in the discussion of safety and
effectiveness of M.U.A. because most of M.U.A.s done in the United States today are
being done by using conscious sedation. The anesthetics that are being used are
short acting and can be titered to allow for patient response, yet allow for a
protective level that permits doctors to complete what they are trying to
accomplish with the manipulative technique without allowing tissue damage to
occur.
All of the
articles I have reviewed and quoted show that M.U.A. has not only been performed
for a number of years but bas also been investigated both clinically and
scientifically. Today, with the advent of newer medications for anesthesia and
the formation of the National Academy of M.U.A. Physicians
2 (NAM.U.A.P) in October of 1995, M.U.A. is being recognized
as a real alternative to prolonged conservative care or surgical intervention.
The NAM.U.A.P has established standards and protocols for the primary practitioner
performing M.U.A. (a chiropractic physician in most instances) and has established
standards for anesthesia for nursing and for the facilities where M.U.A. is
completed. These standards and protocols have begun to be endorsed throughout
the United States, primarily by state boards that are interested in addressing
the M.U.A. procedure. Most of the state boards of chiropractic have adhered to the
provision in their state laws that asserts that procedures that are taught by
chiropractic colleges accredited by the Council on Chiropractic Education full
within the scope of practice of a chiropractic physician. Some states have
adopted a policy relative to M.U.A. directing specific language in their scope of
practice. As an example, in August 1994, the North Carolina Board of
Chiropractic stated:
"Manipulation of
a patient under anesthesia by an M.U.A. trained chiropractor is within the
scope of chiropractic in North Carolina. M.U.A. is an exceptional combination
of effective pain management procedures that has expanded the option to help
relieve persistent pain. M.U.A. is not an experimental procedure. It is well
established within the chiropractic and medical communities and the
utilization of M.U.A. has been enhanced by the professional cooperation of
these two procedures. 21"
When addressing
the safety and effectiveness of any procedure, it is necessary to address any
complications as well. Phil Greenman 7 states:
"Temporary
flare-ups of symptoms after the procedure have been reported by several
patients. This flare-up is attributed to stretching of the adhesion and
mobilization of inflamed soft tissue joints. It is easily controlled with
appropriate postoperative care. Serious complications have been rare."
He quotes Poppen
38 who reported the following in 1945:
"[There were]
two cases of paralysis after manipulation by competent orthopedic surgeons
with the patient under anesthesia. This complication occurred in a
population of 400 cases of intervertebral disc disease. It appears that
serious complications can be avoided by appropriate patient selection,
suitable operative technique by a competent practitioner, and consideration
for the contraindictions and potential complications."
This demonstrates
that the proper selection of cases, as prescribed by accredited certification
courses on M.U.A. and the National Standards and Protocols, 2
establishes a precedent for those who perform this procedure. By adhering to
these standards for patient care, safety and effectiveness are prominent factors
in positive patient outcomes. Many others also believe that the proper approach
to any manipulative procedure is the selection of appropriate patients through
an examination process, which eliminates potential problems. And it is those
manual practitioners with extensive training, such as chiropractic physicians,
who make any manipulative treatment less likely to cause harm to the patients.
39
Another concern
within the field of M.U.A. is manipulation of the cervical spine and
contraindications for its use in this area. The procedure of M.U.A. in the cervical
spine is completed with low-velocity, high-amplitude thrusting procedures that
put very little torsion into the cervical spine. 16, 39a
The primary focus of M.U.A. in the cervical spine is axial and lateral tractioning
and oblique tractioning, with articular cavitation occurring generally during
the stretching maneuvers. 16,40 Today, with the use of conscious sedation rather
than general anesthesia, the patient is able to discern pain even though
neuroperception is slowed down, but end range of muscles and joints are not
lost. This allows for full stretching maneuvers and articular cavitation without
the inherent risk of vertebrovascular accident, tissue rupture, or joint
dislocation. Patients have also undergone prerequisite conservative care for an
average of 4 to 6 weeks before the M.U.A.. Because the office form of manipulation
is high-velocity, low-amplitude, any damage to the spinal segments or tissues
would certainly occur during the office manipulative therapy program. Again,
this is why a regimen of conservative manipulative therapy is recommended before
considering M.U.A. and why there are very few recorded instances of tissue damage,
injury, or even death from M.U.A.. As with any technique that uses forms of
anesthesia, there are inherent risks. However, historically there have been very
few reports of damage from M.U.A., and most were from medication reaction or the
result of the procedure being performed by uncertified, unskilled practitioners.
The safety and
effectiveness of spinal M.U.A. has been widely proven by clinical documentation.
The information previously cited relates to the educational standards necessary
to perform this procedure, 36 proper patient selection
for the procedure, and proper follow-up care once the procedure has been
completed. It also relates to the physician being trained to provide proper
diagnostic and examination procedures before performing M.U.A.. If all of these
standards are followed properly, M.U.A. is safe to perform. It has been performed
more than several thousand times, and the effectiveness has greatly outweighed
any minimal risks from the types of anesthesia used. All of the malpractice
insurance carriers for the chiropractic, osteopathic, and medical professions
cover those types of physicians for M.U.A., which would certainly not be the case
if there were any question regarding the safety and effectiveness of this
procedure.
What is the
current relationship between acute and chronic neuromuscuioskeletal spinal pain
and the results obtained with M.U.A.?
The current
practical status of M.U.A. is the same as it was some 60 years ago except that
techniques have been improved. The resistance now taking place is between third
party payors and doctors who currently perform M.U.A.s. In 1995, the NAM.U.A.P was
formed to help establish Standards and Protocols for the M.U.A. and manipulation
under joint anesthesia procedures. 2
Because these
standards and protocols were established by using clinical documentation from
earlier studies and present-day clinical outcomes, and because the NAM.U.A.P is now
affiliated with the American Academy of Pain Management, it is hoped
that although evolutionary improvements are inevitable as more is learned about
the M.U.A. technique, the procedure will move into a more scientifically recognized
posture of mainstream therapeutics. Because of this standardization of
technique, M.U.A. remains scientifically valid based on the concept that any
procedure that has proven historic reliability with consistent procedural use
must be considered c1inically valid. These are established parameters for
inclusion in the CPT code book of reimbursable procedures as stated previously.
M.U.A. has been used
historically for both acute and chronic conditions. The concept of acute care,
however, takes on a different meaning when we speak of M.U.A.. Acute refers to
severity and not time as it pertains to M.U.A.; that is, there are many conditions
that have recurrent acute exacerbations over the course of the treatment period.
This is determined by the patient's perception of pain and is measured
subjectively by the doctor with a Visual Analogue Scale and patient
questionnaire instruments. Measurement in improvement in many facilities is also
objectively obtained by using magnetic resonance imaging, electrodiagnostics,
functional capacity testing, and video fluoroscopy. The use of M.U.A. is in itself
traumatic on a microtrauma scale. The stretching and articular manipulations
that are used during M.U.A. would tend to increase the inflammatory response; thus,
M.U.A. is not normally used on acute traumatic cases.
There are instances, however,
when the patient has unrelenting pain that is interfering with activities of
daily living. In these instances, the M.U.A. team might evaluate whether the
patient could be brought into the M.U.A. program to gently stretch out the areas
and provide relief through increased circulation from passive stretching and
medications for pain. The National Academy of M.U.A. Physicians
2 has established parameters for the use of M.U.A. in acute
traumatic care. They consider it as having merit in situations in which
conservative care that inc1udes forms of manipulative treatment and medical
pharmocologic intervention has been tried for a period of two weeks and has
produced minimal change and progressive deterioration. This treatment varies
from the normal M.U.A. and involves coordination with the medical team member to
combine pain management with manipulative therapeutics. It has been established
that once this acute traumatic care stage has been reached, it usually only
takes one M.U.A. to bring the patient back to the conservative office program.
16 These cases represent only a fraction of the types of
conditions that are normally seen by M.U.A. practitioners.
Historically, the
majority of M.U.A. candidates have been those patients with chronic joint
restriction from fixation caused by disuse after trauma. This syndrome sets up a
vicious cycle that Michael Alter 41 calls the
"self-perpetuating cycle of muscle spasm"" In this cycle, the patient undergoes
trauma, which may be caused by direct contact or through repetitive incremental
injuries. These injuries set up pain stimuli, inflammation, emotional tension,
sometimes infection, temperature variations, and eventual immobilization from
disuse. The cycle then sets up reflex muscle contraction, which if left
untreated progresses to muscle contracture. Contracture, in turn, progresses to
restricted movement and fixation in the joints, which have a direct effect on
what Wyke 42 calls dysfunctional postural kinesthetics.
Wyke refers to a disturbance in postural kinesthetics as resulting in altered
mechanoreceptor response.
Typically, Type I, II, and IV mechanoreceptors are
concurrently involved, which sets up a cycle of trauma-induced altered
posture-affecting movement, which then stimulates nociceptive response. With the
M.U.A. technique, stretching maneuvers and mobilization techniques are coupled with
specific adjustive techniques to help alter adhesion accumulation that has been
laid down by the body as connective tissue to prevent further damage to the
areas involved. New medications allow us to perform this technique while the
patient is in conscious sedation; thus, we are able to provide progressive
linear forces to these areas and alter these adhesions without tearing tissue in
the process. Because these medications allow the patient to relax and not
respond with immediate muscle contraction when pain is perceived, these
maneuvers can be performed so that end range is not lost, the natural protective
mechanisms are present but slowed down temporarily, and pain is perceived at a
lowered threshold but not remembered.
The
anesthesiologist, as a very valuable member of the M.U.A. team, provides just the
right medications to allow this physiologic change from the normal office
manipulative therapy program. As a result, the certified M.U.A. doctor is able to
accomplish considerably more than could be accomplished if the patient were to
undergo these procedures in the office setting without conscious sedation. The
most important concept here is that if the patient were able to recover in the
office setting without the use of conscious sedation, the patient would not have
been a candidate for M.U.A. in the first place.
Is a controlled
or double-blind study possible with the M.U.A. technique as it is performed
throughout the United States? If not, are the documented clinical outcomes being
achieved today any less significant?
With the advent
of newer medications and more site-specific manipulative techniques being used
to perform the M.U.A. technique, the doctor certified to perform M.U.A. today has a
considerable advantage in technique. In the 1940s and 1950s, when this procedure
was used with regularity by the osteopathic profession, M.U.A. was originally used
as an adjunct to orthopedic or osteopathic manipulation techniques that were not
working in the office setting. The orthopedic and osteopathic doctors had access
to the hospital setting; thus, if a more intensified form of manipulative
procedure was warranted in the course of treatment, the doctor could take the
patient into the hospital and use anesthesia to complete the manipulations that
were deemed necessary to achieve the desired result.
Today, the
chiropractic profession has taken up where the osteopaths and orthopedists have
left off With the specific adjustive and manipulative techniques that are taught
in chiropractic coI1eges, the M.U.A. technique is enhanced almost 10-fold
16, 44 from the standard office manipulative technique.
Palmeri
45 discusses the difficulty of studying the M.U.A.
technique in his masters thesis presented at the 6th Annual National Academy
of M.U.A. Physicians conference in New Jersey, May 2001. This was a designed
study of M.U.A. and states the following regarding data collection and obtained
results:
"Patient
selection is difficult because there have not been studies designed to
specifically determine that one particular condition is better treated with
M.U.A. than with other therapeutic modalities. Although there have been
numerous clinical papers written about the technique and the results that
have been obtained, specific studies to prove that one condition does better
therapeutically than others has not been determined. Documentation
concerning M.U.A. however, does show significant outcomes when used with
chronic conditions that over the years have shown to be very responsive to
this procedure. 45"
There are
multiple procedures performed as part of the M.U.A. technique. The procedure
involves passive stretch, myofascial release, specific articular adjustive
procedures, postural change enhancement (postural kinesthesis), and anesthesia
to change the physiologic response so that M.U.A. produces the desired outcome. It
is the combination of these techniques, however, that allows M.U.A. to achieve the
results that it does.
Clinicians who
perform this procedure use different types of manipulative techniques, and one
clinician's hands are different from another's. This does not negate the benefit
of the hands-on technique but makes it difficult to determine specifically what
was done and to duplicate it exactly with another patient.
There are usually
multiple areas of the spine or extremities involved in the technique, such as
the cervical, thoracic, or lumbar spine. However, the treatment may also involve
the cervicothoracic, thoracolumbar, or lumbosacral, or any combination of these
areas. If the shoulder is involved, the cervical spine, thoracic spine, and
shoulder may be involved. Although these techniques are taught in chiropractic
colleges and specific technique courses, the exact duplication of any specific
technique for the M.U.A. procedure is not always possible with each condition. In
fact, M.U.A. is designed to be condition specific, 16 and
the technique is modified according to the specific condition for which it is
being used.
Questionnaire
instruments for pain evaluation and patient response vary and are not always
reliable for every study. A standard subjective pain questionnaire should be
universal1y recognized for a particular study because some questionnaires are
designed specifically for patient pain assessment but are not always accurate
for neuromusculoskeletal outcome response.
Chronic pain,
even with acute exacerbation, is difficult to study because there are so many
variables, especially when psychologic considerations are factored in.
There are very
legitimate concerns about the safety of patients and the effectiveness of
procedures being used to treat them. Controlled studies or double-blind studies
are certainly useful in determining the scientific validity of a procedure.
Although manual therapy has been around for centuries, the concern has been to
prove its scientific validity the way other scientific studies have been done.
The problem is that there are too many human factors involved. Does manipulative
therapy in its various forms work? The results of thousands of cases that have
been performed by all types of physicians say that it does. There may not as of
yet be a clear-cut reason why we get the results we get, but there is no denying
that we get these results.
The M.U.A. technique is no different. It is considered a
form of intensified manual therapy that has been documented by clinicians to be
both safe and very effective for certain conditions that have had historically
significant responses to the technique. Does the lack of controlled study mean
that the M.U.A. technique is any less effective today because we have not been able
to "scientifically" document controlled studies? Because M.U.A. is controversial
does that make it "experimental," unsafe, or an ineffective procedure? The
answers to those questions clearly lie in the patient response and remarkable
results that have been achieved with this technique.
There are thousands of
workers who have returned to work after having M.U.A. when other forms of therapy
failed, and thousands of patients who have returned to normal daily living
because M.U.A. was used before surgical intervention became necessary. The real
"study" is the patient population's response to the M.U.A. technique over the
years. This can be determined by the countless articles written about M.U.A., which
are documented in this article, and by the large numbers of M.U.A. candidates that
have come and gone with better outcomes because of the M.U.A. technique. The
significance of M.U.A. is that it has been found to be very safe and effective and
has achieved remarkable results for more than 60 years.
A technique that has
been used by multiple practitioners for a long time with similar results and
outcomes and that is listed in a reputable manual of reimbursable expenses
cannot be addressed as an investigational or an experimental procedure. It is
time for a re-evaluation of M.U.A., one that is based on patient appreciation and
clinical outcome. The M.U.A. technique is not harming the public but, rather,
helping thousands to return to more healthy lifestyles, in many cases far
earlier than with other more traditional types of conservative therapy.
Why are
we debating a procedure that has so much to offer with very little hazard? Why
is there so much controversy over who performs the procedure when those who are
certified to perform this procedure are producing remarkable results that are
less expensive than prolonged conservative care or possible surgical
intervention? Are we basing decisions for this therapeutic modality on results
or rhetoric? Are we still concerned with patient response or who provides the
service? I would hope the answers to these questions are obvious.
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